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Brokerages Should Prepare For A Fiduciary World (putting clients first)
By Bryan Binkholder on Nov 10, 2009 in Broker or Investment Advisor, Brokerage Firm Games, Featured, The Cons of Wall Street
Great ‘insider article’ describing how currently brokers and brokerages must act in a ’suitable world’ in which they just have to show that invest recommendations they made were suitable, although not necessarily the best for an investor. In addition, when it comes to special offerings, IPO’s and other specialty items that brokerages create or are [...]
